Agenda

Registration:                    8:00 – 8:30 am

Morning Session:             8:30 – 11:45 am

Lunch (On your own):       11:45 – 12:45 pm

Afternoon Session:           12:45 – 4:40 pm

 

IIASB Proposed Standard Changes         Erin Bukowski

New Standard 1112: Chief Audit Executive Roles Beyond Internal Auditing

Clarifications to current standards

Standards exposure timeline

Cyber-Security Issues and Impact         Nicole Durbin

High-risk threats

Do internal controls work?

What your board should know

Using Operational Auditing as a Tool for Process Improvement         Erin Bukowski

Process improvement methodology

Best Practices vs. Internal Controls

Performance measurement

Relationship Between Audit Committees and Auditors         Nicole Durbin

Roles and responsibilities of the audit committee and the auditor

Avoiding information overload

Internal Fraud Red Flags         Nicole Durbin

Frequency and cost of internal fraud

Elements of fraud

Fraud red flags and deterrents

Ethical Issues in Auditing         Erin Bukowski

Key aspects of the AICPA code of professional conduct and IIA code of ethics

Ethical dilemmas

Complying with continuing education requirements

Credits

Accountants

     8.0 CPE Hours

Continuing Education Credit Information

The Kentucky State Board of Accountancy accepts sponsors listed on the NASBA National Registry of CPE Sponsors. This group live course offers up to 8.0 intermediate-level CPE credits in the field of Auditing. Prior knowledge of auditing is recommended, and no advance preparation is required.

HalfMoon Education is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:www.learningmarket.org. Sponsor No. 103015.

Attendance will be monitored, and attendance certificates will be available after the seminar for most individuals who complete the entire event. Attendance certificates not available at the seminar will be mailed to participants within fifteen business days.

Speakers

Erin Bukowski

Erin Bukowski is a certified public accountant and certified internal auditor. Her 16 year career has spanned public accounting and private industry, where she has focused on financial institutions, non-profits and the healthcare industry. Ms. Bukowski is currently the vice president of internal audit and the information security officer at Citizens Union Bankin Shelbyville, Kentucky. She is an active member of the AICPA, KYCPA, IIA, and ISSA and has held Leadership roles with the Louisville Chapter of the IIA for the past two years.

Nicole Durbin

Nicole Durbin is a certified public accountant and an executive vice president and chief risk officer at Citizens Union Bank. Prior to joining the bank in April 2008, Ms. Durbin worked for large regional public accounting firm specializing in financial institutions risk management consulting. She has over 17 years of experience and in her current position is responsible for the leadership and oversight of the Compliance, BSA, Internal Audit, and Loan Review Departments and regulatory matters. These responsibilities require a direct working relationship with the Board of Directors, Audit Committee, and regulatory agencies. Ms. Durbin is an active member of the ACFE,KYCPA, and IIA and has held Leadership roles with the Louisville Chapter of the ACFE for the past five years.