Part 1, Thursday, September 10, 2020
11:00 am – 3:05 pm CDT (including two 10-min. breaks)
Fundamentals of Good Corporate Governance
Principles of good board governance
Corporate entity types
Sources of authority, internal and external
Regulators and standard setters
Overview of fiduciary duties (more deeply discussed in session #2)
The importance of board governance guidelines
What constitutes good board governance
Responsibilities of Board Members and Management
Board structure and composition
Responsibilities of the board
Duty of care
Duty of loyalty
Fiduciary duties and board member liability
Board committees and committee structure
Board oversight and evaluation
Blurred Lines: When the Chain of Command is
Compromised by Governance Crisis
When does an “ordinary” crisis becomes a governance crisis?
How do you prepare for a governance crisis?
What to do when crisis occurs?
Who are the key team members?
Setting expectations from recognition to resolution to denouement
What does the post-crisis world look like?
Part 2, Friday, September 11, 2020
11:00 am – 1:25 pm CDT (including a 10-min. break)
Understanding cybersecurity risks
Management and board member training
Implementing internal controls and best practices
Recent developments in cybersecurity: examining the latest attacks and defenses
Addressing Ethical Questions in Corporate Governance
Handling conflicts of interest
Protecting confidential and proprietary information
Preventing opportunities for self-dealing
Maintaining honesty and transparency
Each webinar session earns continuing education credit and can be registered for individually. All attendees must log-on through their own email – attendees may not watch together if they wish to earn continuing education credit. HalfMoon Education Inc. must be able to prove attendance if either the attendee or HalfMoon Education Inc. is audited.
Certificates of completion will be provided for each webinar attended and will be sent via email in PDF form about five business days after the conclusion of the series.
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7.0 CPE Hours
Texas, California and Vermont:
6.0 CLE Hours
7.0 PLE Hours
(see below for more information)
Continuing Education Credit Information
This webinar offers accountants 6.0 intermediate-level CPE credits in the areas of Business Law (6.0) and Regulatory Ethics (1.0) for a total of 7.0 CPE hours. Basic business law knowledge is beneficial, and no advance preparation is recommended.
HalfMoon Education Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org. Sponsor No. 103015.
HalfMoon Education Inc.is registered with the Texas State Board of Public Accountancy as a CPE sponsor. This registration does not constitute an endorsement by the Board as to the quality of the CPE program.
HalfMoon Education is an approved CLE sponsor for California attorneys (No. 8306) and this course offers 6.0 CLE hours, including 1.0 ethics hour.
HalfMoon Education Inc. is certified by the New York State CLE Board as an Accredited Provider of CLE programs. This nontraditional format course offers 7.0 CLE hours, consisting 6.0 Areas of Professional Practice hours and 1.0 Ethics hour, which are appropriate for experienced attorneys.
HalfMoon Education is an approved CLE provider for Vermont attorneys, and this course offers 6.0 CLE hours, including 1.0 ethics hour.
This course is approved for 6.0 CLE hours, including 1.0 ethics hour, for attorneys licensed in Texas.
Completion certificates will be awarded to participants who complete this event, respond to online prompts, and earn a passing score (80%) on the quiz that follows the presentation (multiple attempts allowed).
Denise KuprionisThe Governance Solutions Group
The Governance Solutions Group
Ms. Kurprionis is president of The Governance Solutions Group, a board advisory practice. Through GSG, she shares the knowledge she has gained from her 25 years in public, private and nonprofit boardrooms. She is a Senior Fellow at the Conference Board’s ESG Center, is an NACD Board Governance Fellow and is active in the Society for Governance Professionals. Prior to founding GSG, she was a successful corporate officer at The E.W. Scripps Company-Scripps Networks.
Kimberly LoweAvisen Legal, PA
Ms. Lowe partners with entrepreneurs, executive management, boards of directors, multi-generation families, shareholders and investors on all aspects of the business life cycle from formation to operation to exit. Ms. Lowe advises private and public companies and partnerships, nonprofit organizations and cooperatives on general corporate matters, corporate governance, debt and equity financing, mergers and acquisitions, SEC and IRS compliance, business strategy, joint ventures and complex reorganizations. She advises public charities; private foundations; social ventures; churches; educational, athletic, and community organizations; and trade associations on all aspects of the nonprofit business life cycle including entity selection, formation, tax-exempt status, board governance, investigations, financing, sustainable revenue strategies, joint ventures, reorganizations, mergers and dissolutions. Ms. Lowe chaired the Minnesota Public Benefit Corporation Act Drafting Committee, a committee of Minnesota lawyers, business professionals and legislators tasked with drafting Minnesota’s Benefit Corporation statute. Ms. Lowe is a member of the Minnesota State Bar Association Business Law Section’s Executive Committee.
Mason MillerMiller Edwards Rambicure PLLC
Managing Partner, Miller Edwards Rambicure PLLC, Attorneys at Law
Mr. Miller focuses his practice on business law, both transactional and litigation, and has extensive experience in construction, minerals, banking, and other commercial matters. His clients include construction companies, developers, municipalities, private equity funds, energy companies, regional and national banks, professional athletes and other large institutions. Mr. Miller has personally represented over a dozen publicly-traded companies in a wide variety of engagements.
John TishlerShephard Mullin
Partner at Shephard Mullin
Mr. Tishler is a partner at the global law firm Sheppard Mullin. Mr. Tishler’s practice includes corporate governance, capital markets, corporate finance, business transactions, mergers and acquisitions and technology. Mr. Tishler frequently serves as special counsel for companies experiencing complex corporate governance issues, including NYSE and NASDAQ listed issuers. Boards regularly report the value Mr. Tishler brings via clarity, practicality and ability to navigate uncertainties. Mr. Tishler is a frequent writer and speaker on corporate governance, having addressed the Society of Corporate Governance Professionals, the Association of Corporate Counsel and Accounting Day. He is a graduate of Cornell University and Yale Law School.
Harumi Urata-ThompsonHUT Consulting, LLC
Harumi Urata-Thompson HUT Consulting, LLC, New York
Ms. Urata-Thompson is CEO of HUT Consulting. She specializes in leading and advising companies on taking innovative paths to achieve strategic, operational and marketing success in their businesses. Currently, she is consulting to and serving on the board of directors of several companies. In addition, she acts as mentor to a number of people and speaks at numerous events. Subjects include artificial intelligence, blockchain, cryptocurrency, cybersecurity, outerspace, cross-border business, and diversity and inclusion. She also recently launched a space data company celestialdata.io.
Prior to starting HUT Consulting, Ms. Urata-Thompson was the chief operating officer for CFA Society New York (previously New York Society of Security Analysts), a nonprofit affiliate of the CFA Institute with 10,000 financial professionals previously. As COO, she was responsible for operating all aspects of the organization, and she successfully improved its performance through offering better value to its members, instituting significantly better operating processes, developing corporate partnerships, and establishing a new business model for attracting revenues from sponsors. Before CFA Society New York, Ms. Urata-Thompson spent 14 years at Thomson Reuters where she held various positions including: director at the corporate level overseeing innovation and managing a portfolio of mobile products across divisions; chief of staff to the CEO of the Healthcare and Science business, where she oversaw all management activities of five business units, including acquisitions, business and product management, and planning for an annual $900M budget covering 4,300 employees; and product manager looking after the company’s fixed income business, while launching the most significant product in this division’s history. Ms. Urata-Thompson began her career in investment banking with Morgan Stanley and Citigroup, working in fixed income sales and mergers & acquisitions.
Ms. Harata-Thompson has an MBA degree from INSEAD in France and a BA degree, magna cum laude, in business from Sophia University in Japan. She is a chartered financial analyst, certified project management professional, an advanced communicator and leader of Toastmasters, and she is bilingual in English and Japanese. Ms. Urata-Thompson has traveled extensively, plays piano, and keenly follows performing arts.